PREFACE TO THE SECOND EDITION 12 страница
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| § 5. Structural Meaning |
As with polymorphemic words word-groups possess not only the lexical meaning, but also the meaning conveyed mainly by the pattern of arrangement of their constituents. A certain parallel can be drawn between the meaning conveyed by the arrangement of morphemes in words and the structural meaning of word-groups.1 It will be recalled that two compound words made up of lexically identical stems may be different in meaning because of the difference in the pattern of arrangement of the stems. For example, the meaning of such words as dog-house and house-dog is different though the lexical meaning of the components is identical. This is also true of word-groups. Such word-groups as school grammar and grammar school are semantically different because of the difference in the pattern of arrangement of the component words. It is assumed that the structural pattern of word-groups is the carrier of a certain semantic component not necessarily dependent on the actual lexical meaning of its members. In the example discussed above (school grammar) the structural meaning of the word-group may be abstracted from the group and described as ‘quality-substance’ meaning. This is the meaning expressed by the pattern of the word-group but not by either the word school or the word grammar. It follows that we have to distinguish between the structural meaning of a given type of word-group as such and the lexical meaning of its constituents.
| § 6. Interrelation of Lexical and Structural Meaning in Word-Groups |
The lexical and structural components of meaning in word-groups are interdependent and inseparable. The inseparability of these two semantic components in word-groups can, perhaps, be best illustrated by the semantic analysis of individual word-groups in which the norms of conventional collocability of words seem to be deliberately overstepped. For instance, in the word-group all the sun long we observe a departure from the norm of lexical valency represented by such word-groups as all the day long, all the night long, all the week long, and a few others. The structural pattern of these word-groups in ordinary usage and the word-group all the sun long is identical. The generalised meaning of the pattern may be described as ‘a unit of time’. Replacing day, night, week by another noun the sun we do not find any change in the structural meaning of the pattern. The group all the sun long functions semantically as a unit of time. The noun sun, however, included in the group continues to carry the semantic value or, to be more exact, the lexical meaning that it has in word-groups of other structural patterns (cf. the sun rays, African sun, etc.). This is also true of the word-group a grief ago made up by analogy with the patterns a week ago, a year ago, etc. It follows that the meaning of the word-group is derived from the combined lexical meanings of its constituents and is inseparable from the meaning of the pattern of their arrangement. Comparing two nominal phrases a factory hand — ‘a factory worker’ and a hand bag — ‘a bag carried in the hand’ we see that though the word hand makes part of both its lexical meaning and the role it plays
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1See ‘Semasiology’, §§ 15, 16, p. p. 24, 25.
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in the structure of word-groups is different which accounts for the difference in the lexical and structural meaning of the word-groups under discussion.
It is often argued that the meaning of word-groups is also dependent on some extra-linguistic factors, i.e. on the situation in which word-groups are habitually used by native speakers. For example, the meaning of the nominal group wrong number is linguistically defined by the combined lexical meaning of the component words and the structural meaning of the pattern. Proceeding from the linguistic meaning this group can denote any number that is wrong. Actually, however, it is habitually used by English speakers in answering telephone calls and, as a rule, denotes the wrong telephone number.
INTERDEPENDENCE OF STRUCTURE AND MEANING IN WORD-GROUPS
As both structure and meaning are parts of the word-group as a linguistic unit, the interdependence of these two facets is naturally the subject matter of lexicological analysis.
| § 7. Syntactic Structure (Formula) and Pattern of Word-Groups |
In connection with the problem under discussion the term syntactic (or syntagmatic) structure requires some clarification. We know that word-groups may be generally described through the pattern of arrangement of the constituent members. The term syntactic structure (formula) properly speaking implies the description of the order and arrangement of member-words as parts of speech. We may, for instance, describe the word-group as made up of an Adjective and a Noun (clever man, red flower, etc.), a Verb — a Noun (take books, build houses, etc.), or a Noun, a Preposition and a Noun (a touch of colour, a matter of importance, etc.). The syntactic structure (formula) of the nominal groups clever man and red flower may be represented as A + N , that of the verbal groups take books and build houses as V + N , and so on.
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These formulas can be used to describe all the possible structures of English word-groups. We can say, e.g., that the verbal groups comprise the following structural formulas: V+N (to build houses), V+prp+N (to rely on somebody), V+N+prp+N (to hold something against somebody), V+N+V(inf.) (to make somebody work), V+ V(inf.) (to get to know), and so on.
The structure of word-groups may be also described in relation to the head-word, e.g. the structure of the same verbal groups (to build houses, to rely on somebody) is represented as to build + N, to rely + on + N. In this case it is usual to speak of the patterns of word-groups but not of formulas. The term pattern implies that we are speaking of the structure of the word-group in which a given word is used as its head.
The interdependence of the pattern and meaning of head-words can be easily perceived by comparing word-groups of different patterns in which the same head-word is used. For example, in verbal groups the head-
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word mean is semantically different in the patterns mean+iV (mean something) and mean + V(inf.) (mean to do something). Three patterns with the verb get as the head-word represent three different meanings of this verb, e.g. get+N (get a letter, information, money, etc.), get+ +to +N (get to Moscow, to the Institute, etc.), get+N+V(inf.) (get somebody to come, to do the work, etc.). This is also true of adjectival word-groups, e.g. clever+N (clever man) and clever+at+N (clever at arithmetic), keen+N (keen sight, hearing), keen+on+N (keen on sports, tennis). Notional member-words in such patterns are habitually represented in conventional symbols whereas prepositions and other form-words are given in their usual graphic form. This is accounted for by the fact that individual form-words may modify or change the meaning of the word with which it is combined, as in, e.g., anxious+for+ N (anxious for news), anxious+about+N (anxious about his health). Broadly speaking we may conclude that as a rule the difference in the meaning of the head-word is conditioned by a difference in the pattern of the word-group in which this word is used.
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| § 8. Polysemantic and Monosemantic Patterns |
If the structure of word-groups is different, we have ample grounds to infer that the difference in the syntactic (or syntagmatic) structure is indicative of a difference in the meaning of the head-word of word-groups.
So we assume that verbal groups represented by different structural formulas, e.g. V+N and V+V(inf.) are as a rule semantically different because of the difference in the grammatical component of meaning. This is also true of different patterns of word-groups, e.g. get+N and get+V(inf.).
It should be pointed out,’ however, that although difference in the pattern signals as a rule difference in the meaning of the head-word, identity of pattern cannot be regarded as a reliable criterion for identity of meaning.1 Thus structurally identical patterns, e.g. heavy+N, may be representative of different meanings of the adjective heavy which is perceived in the word-groups heavy rain (snow, storm), cf. heavy smoker (drinker), heavy weight (table), etc. all of which have the same pattern — heavy+N. Structurally simple patterns are as a rule polysemantic, i.e. representative of several meanings of a polysemantic head-word, whereas structurally complex patterns are monosemantic and condition just one meaning of the head-member. The simplest verbal structure V+N and the corresponding pattern are as a rule polysemantic (compare, e.g. take+N (take tea, coffee); take the bus, the tram, take measures, precautions, etc.), whereas a more complex pattern, e.g. take+to+N is monosemantic (e.g. take to sports, to somebody).
| § 9. Motivation in Word-Groups |
Word-groups like words may also be analysed from the point of view of their motivation.2 Word-groups may be described as lexically motivated if the combined lexical mean-
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1 See 'Semasiology', §§ 41-45, p. 48-53,
2 See 'Semasiology', § 17, p. 25.
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ing of the groups is deducible from the meaning of their components. The nominal groups, e.g. red flower, heavy weight and the verbal group, e.g. take lessons, are from this point of view motivated, whereas structurally identical word-groups red tape — ‘official bureaucratic methods’, heavy father — ’serious or solemn part in a theatrical play’, and take place — ‘occur’ are lexically non-motivated. In these groups the constituents do not possess, at least synchronically, the denotational meaning found in the same words outside these groups or, to be more exact, do not possess any individual lexical meaning of their own, as the word-groups under discussion seem to represent single indivisible semantic entities. Word-groups are said to be structurally motivated if the meaning of the pattern is deducible from the order and arrangement of the member-words of the group. Red flower, e.g., is motivated as the meaning of the pattern quality — substance can be deduced from the order and arrangement of the words red and flower, whereas the seemingly identical pattern red tape cannot be interpreted as quality — substance.
The degree of motivation may be different. Between the extremes of complete motivation and lack of motivation there are innumerable intermediate cases. For example, the degree of lexical motivation in the nominal group black market is higher than in black death, “but lower than in black dress, though none of the groups can be considered as completely non-motivated. This is also true of other word-groups, e.g. old man and old boy both of which may be regarded as lexically and structurally motivated though the degree of motivation in old man is noticeably higher. It is of interest to note that completely motivated word-groups are, as a rule, correlated with certain structural types of compound words. Verbal groups having the structure V+N, e.g. to read books, to love music, etc., are habitually correlated with the compounds of the pattern N+(V+er) (book-reader, music-lover); adjectival groups such as A + +prp+N (e.g. rich in oil, shy before girls) are correlated with the compounds of the pattern N+A, e.g. oil-rich, girl-shy.
It should also be noted that seemingly identical word-groups are sometimes found to be motivated or non-motivated depending on their semantic interpretation. Thus apple sauce, e.g., is lexically and structurally motivated when it means ‘a sauce made of apples’ but when used to denote ‘nonsense’ it is clearly non-motivated. In such cases we may even speak of homonymy of word-groups and not of polysemy.
It follows from the above discussion that word-groups may be also classified into motivated and non-motivated units. Non-motivated word-groups are habitually described as phraseological units or idioms.
| § 10. Summary and Conclusions |
1. Words put together to form lexical units make up phrases or word-groups. The main factors active in bringing words together are lexical and grammatical valency of the components of word-groups.
2. Lexical valency is the aptness of a word to appear in various collocations. All the words of the language possess a certain norm of lexical valency. Restrictions of lexical valency are to be accounted for by the inner structure of the vocabulary of the English language.
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3. Lexical valency of polysemantic words is observed in various collocations in which these words are used. Different meanings of a polysemantic word may be described through its lexical valency.
4. Grammatical valency is the aptness of a word to appear in various grammatical structures. All words possess a certain norm of grammatical valency. Restrictions of grammatical valency are to be accounted for by the grammatical structure of the language. The range of grammatical valency of each individual word is essentially delimited by the part of speech the word belongs to and also by the specific norm of grammatical valency peculiar to individual words of Modern English.
5. The grammatical valency of a polysemantic word may be observed in the different structures in which the word is used. Individual meanings of a polysemantic word may be described through its grammatical valency.
6. Structurally, word-groups may be classified by the criterion of distribution into endocentric and exocentric.
Endocentric word-groups can be classified according to the head-word into nominal, adjectival, verbal and adverbial groups or phrases.
7. Semantically all word-groups may be classified into motivated and non-motivated. Non-motivated word-groups are usually described as phraseological units.
PHRASEOLOGICAL UNITS
It has been repeatedly pointed out that word-groups viewed as functionally and semantically inseparable units are traditionally regarded as the subject matter of phraseology. It should be noted, however, that no proper scientific investigation of English phraseology has been attempted until quite recently. English and American linguists as a rule confine themselves to collecting various words, word-groups and sentences presenting some interest either from the point of view of origin, style, usage, or some other feature peculiar to them. These units are habitually described as idioms but no attempt has been made to investigate these idioms as a separate class of linguistic units or a specific class of word-groups.
American and English dictionaries of unconventional English, slang and idioms and other highly valuable reference-books contain a wealth of proverbs, sayings, various lexical units of all kinds, but as a rule do not seek to lay down a reliable criterion to distinguish between variable word-groups and phraseological units. Paradoxical as it may seem the first dictionary in which theoretical principles for the selection of English phraseological units were elaborated was published in our country.1
1 It should be recalled that the first attempt to place the study of various word-groups on a scientific basis was made by the outstanding Russian linguist A. A. Shakhmatov in his world-famous book Syntax. Shakhmatov’s work was continued by Academician V. V. Vinogradov whose approach to phraseology is discussed below. Investigation of English phraseology was initiated in our country by prof. A. V. Kunin (A. В. Ky нин . Англо-русский фразеологический словарь. М., 1955). See also A. V. Kunin. English Idioms. 3d ed. M., 1967.
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The term itself phraseological units to denote a specific group of phrases was introduced by Soviet linguists and is generally accepted in our country.
| §11. Free Word-Groups Versus Set-Phrases. Phraseological Units, Idioms, Word-Equivalents |
Attempts have been made to approach the problem of phraseology in different ways. Up till now, however, there is a certain divergence of opinion as to the essential feature of phraseological units as distinguished from other word-groups and the nature of phrases that can be properly termed phraseological units.
The complexity of the problem may be largely accounted for by the fact that the border-line between free or variable word-groups and phraseological units is not clearly defined. The so-called free word-groups are only relatively free as collocability of their member-words is fundamentally delimited by their lexical and grammatical valency which makes at least some of them very close to set-phrases. Phraseological units are comparatively stable and semantically inseparable. Between the extremes of complete motivation and variability of member-words on the one hand and lack of motivation combined with complete stability of the lexical components and grammatical structure on the other hand there are innumerable border-line ca’ses.
• However, the existing terms,1 e.g. set-phrases, idioms, word-equivalents, reflect to a certain extent the main debatable issues of phraseology which centre on the divergent views concerning the nature and essential features of phraseological units as distinguished from the so-called free word-groups. The term set-phrase implies that the basic criterion of differentiation is stability of the lexical components and grammatical structure of word-groups. The term idioms generally implies that the essential feature of the linguistic units under consideration is idiomaticity or lack cf motivation. This term habitually used by English and American linguists is very often treated as synonymous with the term phraseological unit universally accepted in our country.2 The term word-equivalent stresses not only the semantic but also the functional inseparability of certain word-groups and their aptness to function in speech as single words.
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