PREFACE TO THE SECOND EDITION 7 страница
POLYSEMY AND HOMONYMY
Words identical in sound-form but different in meaning are tradition-ally termed homonyms.
Modern English is exceptionally rich in homonymous words and word-forms. It is held that languages where short words abound have more homonyms than those where longer words are prevalent. Therefore it is sometimes suggested that abundance of homonyms in Modern English is to be accounted for by the monosyllabic structure of the commonly used English words.1
| § 32. Homonymy of Words and Homonymy of Word-Forms |
When analysing different cases of homonymy we find that some words are homonymous in all their forms, i.e. we observe full homonymy of the paradigms of two or more different words, e.g., in seal1 — ‘a sea animal’ and seal2 — ‘a design printed on paper by means of a stamp’. The paradigm “seal, seal’s, seals, seals’ ” is identical for both of them and gives no indication of whether it is seal1 or seal2, that we are analysing. In other cases, e.g. seal1 — ‘a sea animal’ and (to) seal, — ‘to close tightly’, we see that although some individual word- forms are homonymous, the whole of the paradigm is not identical. Compare, for instance, the paradigms: seal1 (to) seal3
seal seal
seal’s seals
seals sealed
seals’ sealing, etc.
It is easily observed that only some of the word-forms (e.g. seal, seals, etc.) are homonymous, whereas others (e.g. sealed, sealing) are not. In such cases we cannot speak of homonymous words but only of
1 Not only words but other linguistic units may be homonymous. Here, however, we are concerned with the homonymy of words and word-forms only, so we shall not touch upon the problem of homonymous affixes or homonymous phrases.
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homonymy of individual word-forms or of partial homonymy. This is true of a number of other cases, e.g. compare find [faind], found [faund], found [faund], and found [faund], founded ['faundid], founded ['faundid]; know [nou], knows [nouz], knew [nju:], and no [nou]; nose [nouz], noses ['nouzis]; new [nju:] in which partial homonymy is observed.
| § 33. Classification of Homonyms
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Consequently all cases of homonymy may be classified into full and partial homonymy — i.e. homonymy of words and homonymy of individual word-forms.
The bulk of full homonyms are to be found within the same parts of speech (e.g. seal1 n — seal2 n), partial homonymy as a rule is observed in word-forms belonging to different parts of speech (e.g. seal1 n — seal3 v). This is not to say that partial homonymy is impossible within one part of speech. For instance in the case of the two verbs — lie [lai] — ‘to be in a horizontal or resting position’ and He [lai] — ‘to make an untrue statement' — we also find partial homonymy as only two word-forms [lai], [laiz] are homonymous, all other forms of the two verbs are different. Cases of full homonymy may be found in different parts of speech too; e.g. for [fo:] — preposition, for [fo:] — conjunction and four [fo:] — numeral, as these parts of speech have no other word-forms.
Homonyms may be also classified by the type of meaning into lexical, lexico-grammatical and grammatical homonyms. In seal1 n and seal2 n, e.g., the part-of-speech meaning of the word and the grammatical meanings of all its forms are identical (cf. seal [si:l] Common Case Singular, seal’s [si:lz] Possessive Case Singular for both seal1 and seal2). The difference is confined to the lexical meaning only: seal1 denotes ‘a sea animal’, ‘the fur of this animal’, etc., seal2 — ‘a design printed on paper, the stamp by which the design is made’, etc. So we can say that seal2 and seal1 are lexical homonyms because they differ in lexical meaning.
If we compare seal1 — ‘a sea animal’, and (to) seal3 — ‘to close tightly, we shall observe not only a difference in the lexical meaning of their homonymous word-forms but a difference in their grammatical meanings as well. Identical sound-forms, i.e. seals [si:lz] (Common Case Plural of the noun) and (he) seals [si:lz] (third person Singular of the verb) possess each of them different grammatical meanings. As both grammatical and lexical meanings differ we describe these homonymous word-forms as lexico-grammatical.
Lexico-grammatical homonymy generally implies that the homonyms in question belong to different parts of speech as the part-of-speech meaning is a blend of the lexical and grammatical semantic components. There may be cases however when lexico-grammatical homonymy is observed within the same part of speech, e.g., in the verbs (to) find [faind] and (to) found [faund], where the homonymic word-forms: found [faund] — Past Tense of (to) find and found [faund] — Present Tense of (to) found differ both grammatically and lexically.
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Modern English abounds in homonymic word-forms differing in grammatical meaning only. In the paradigms of the majority of verbs the form of the Past Tense is homonymous with the form of Participle II, e.g. asked [a:skt] — asked [a:skt]; in the paradigm of nouns we usually
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find homonymous forms of the Possessive Case Singular and the Common Case Plural, e.g. brother’s ['br0Dqz] — brothers ['br0Dqz]. It may be easily observed that grammatical homonymy is the homonymy of different word-forms of one and the same word.
The two classifications: full and partial homonymy and lexical, lexico-grammatical and grammatical homonymy are not mutually exclusive. All homonyms may be described on the basis of the two criteria — homonymy of all forms of the word or only some of the word-forms and also by the type of meaning in which homonymous words or word-forms differ. So we speak of the full lexical homonymy of sea1 n and seal2 n, of the partial lexical homonymy of lie1 vand lie2 v, and of the partial lexico-grammatical homonymy of seal1 n and seal3 v.
| § 34. Some Peculiarities of Lexico-Grammatical Homonymy |
It should be pointed out that in the classification discussed above one of the groups, namely lexico-grammatical homonymy, is not homogeneous. This can be seen by analysing the relationship between two pairs of lexico-grammatical homonyms, e.g.
1. seal1 n — ‘a sea animal’; seal3 v — ‘to close tightly as with a seal’;
2. seal2 n — ‘a piece of wax, lead’; seal3 v— ‘toclose tightly as with a seal’.
We can see that seal1 n and seal3 vactually differ in both grammatical and lexical meanings. We cannot establish any semantic connection between the meaning ‘a sea animal’ and ‘to close tightly’. The lexical meanings of seal2 n and seal3 v are apprehended by speakers as closely related. The noun and the verb both denote something connected with “a piece of wax, lead, etc., a stamp by means of which a design is printed on paper and paper envelopes are tightly closed". Consequently the pair seal2 n — seal3 v does not answer the description of homonyms as words or word-forms that sound alike but differ in lexical meaning. This is true of a number of other cases of lexico-grammatical homonymy, e.g. work n — (to) work v; paper n — (to) paper v; love n — (to) love v and so on. As a matter of fact all homonyms arising from conversion have related meanings. As a rule however the whole of the semantic structure of such words is not identical. The noun paper, e.g., has at least five meanings (1. material in the form of sheets, 2. a newspaper, 3. a document, 4. an essay, 5. a set of printed examination questions) whereas the verb (to) paper possesses but one meaning ‘to cover with wallpaper’.
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Considering this peculiarity of lexico-grammatical homonyms we may subdivide them into two groups: A. identical in sound-form but different in their grammatical and lexical meanings (seal1 n — seal3 v), and B. identical in sound-form but different in their grammatical meanings and partly different in their lexical meaning, i.e. partly different in their semantic structure (seal3 n — seal3 v; paper n — (to) paper v). Thus the definition of homonyms as words possessing identical sound-form but different semantic structure seems to be more exact as it allows of a better understanding of complex cases of homonymy, e.g. seal1 n — seal2 n; seal3 v — seal4 v which can be analysed into homonymic pairs, e.g. seal1 n — seal2 n lexical homonyms; seal1 n — seal3 v — lexico-
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grammatical homonyms, subgroup A; seal2 n — seal3 v — lexico-grammatical homonyms, subgroup B.
| § 35. Graphic and Sound-Form of Homonyms |
In the discussion of the problem of homonymy we proceeded from the assumption that words are two-facet units possessing both sound-form and meaning, and we deliberately disregarded their graphic form. Some linguists, however, argue that the graphic form of words in Modern English is just as important as their sound-form and should be taken into consideration in the analysis and classification ■ of homonyms. Consequently they proceed from definition of homonyms as words identical in sound-form or spelling but different in meaning. It follows that in their classification of homonyms all the three aspects: sound-form, graphic form and meaning are taken into account. Accordingly they classify homonyms into homographs, homophones and perfect homonyms.
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Homographs are words identical in spelling, but different both in their sound-form and meaning, e.g. bow n [bou] — ‘a piece of wood curved by a string and used for shooting arrows’ and bow n [bau] — ‘the bending of the head or body’; tear n [tia] — ‘a drop of water that comes from the eye’ and tear v [tea] — ‘to pull apart by force’.
Homophones are words identical in sound-form but different both in spelling and in meaning, e.g. sea n and see v; son n and sun n.
Perfect homonyms are words identical both in spelling and in sound-form but different in meaning, e.g. case1 n — ’something that has happened’ and case2 n — ‘a box, a container’.
| § 36. Sources of Homonymy |
The description of various types of homonyms in Modern English would be incomplete if we did not give a brief outline of the diachronic processes that account for their appearance.
The two main sources of homonymy are: 1) diverging meaning development of a polysemantic word, and 2) converging sound development of two or more different words. The process of diverging meaning development can be observed when different meanings of the same word move so far away from each other that they come to be regarded as two separate units. This happened, for example, in the case of Modern English flower and flour which originally were one word (ME. flour, cf. OFr. flour, flor, L. flos — florem) meaning ‘the flower’ and ‘the finest part of wheat’. The difference in spelling underlines the fact that from the synchronic point of view they are two distinct words even though historically they have a common origin.
Convergent sound development is the most potent factor in the creation of homonyms. The great majority of homonyms arise as a result of converging sound development which leads to the coincidence of two or more words which were phonetically distinct at an earlier date. For example, OE. ic and OE. еаzе have become identical in pronunciation (MnE. I [ai] and eye [ai]). A number of lexico-grammatical homonyms appeared as a result of convergent sound development of the verb and the noun (cf. MnE. love — (to) love and OE. lufu — lufian).
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Words borrowed from other languages may through phonetic convergence become homonymous. ON. ras and Fr. race are homonymous in Modern English (cf. race1 [reis] — ‘running’ and race2 [reis] — ‘a distinct ethnical stock’).
| § 37. Polysemy and Homonymy: Etymological and Semantic Criteria |
One of the most debatable problems in semasiology is the demarcation line between homonymy and polysemy, i.e. between different meanings of one word and the meanings of two homonymous words.
If homonymy is viewed diachronically then all cases of sound convergence of two or more words may be safely regarded as cases of homonymy, as, e.g., race1 and race2 can be traced back to two etymologically different words. The cases of semantic divergence, however, are more doubtful. The transition from polysemy to homonymy is a gradual process, so it is hardly possible to point out the precise stage at which divergent semantic development tears asunder all ties between the meanings and results in the appearance of two separate words. In the case of flower, flour, e.g., it is mainly the resultant divergence of graphic forms that gives us grounds to assert that the two meanings which originally made up the semantic structure of оne word are now apprehended as belonging to two different words.
Synchronically the differentiation between homonymy and polysemy is as a rule wholly based on the semantic criterion. It is usually held that if a connection between the various meanings is apprehended by the speaker, these are to be considered as making up the semantic structure of a polysemantic word, otherwise it is a case of homonymy, not polysemy.
Thus the semantic criterion implies that the difference between polysemy and homonymy is actually reduced to the differentiation between related and unrelated meanings. This traditional semantic criterion does not seem to be reliable, firstly, because various meanings of the same word and the meanings of two or more different words may be equally apprehended by the speaker as synchronically unrelated. For instance, the meaning ‘a change in the form of a noun or pronoun’ which is usually listed in dictionaries as one of the meanings of case1 seems to be synchronically just as unrelated to the meanings of this word as ’something that has happened’, or ‘a question decided in the court of law’ to the meaning of case2 — ‘abox, a container’, etc.
Secondly, in the discussion of lexico-grammatical homonymy it was pointed out that some of the meanings of homonyms arising from conversion (e.g. seal2 n — seal3 v; paper n — paper v) are related, so this criterion cannot be applied to a large group of homonymous word-forms in Modern English. This criterion proves insufficient in the synchronic analysis of a number of other borderline cases, e.g. brother — brothers — ’sons of the same parent’ and brethren — ‘fellow members of a religious society’. The meanings may be apprehended as related and then we can speak of polysemy pointing out that the difference in the morphological structure of the plural form reflects the difference of meaning. Otherwise we may regard this as a case of partial lexical homonymy.
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It is sometimes argued that the difference between related and unrelated meanings may be observed in the manner in which the meanings of polysemantic words are as a rule relatable. It is observed that different meanings of one word have certain stable relationship which are not to be found ‘between the meanings of two homonymous words. A clearly perceptible connection, e.g., can be seen in all metaphoric or metonymic meanings of one word (cf., e.g., foot of the man — foot of the mountain, loud voice — loud colours, etc.,1 cf. also deep well and deep knowledge, etc.).
Such semantic relationships are commonly found in the meanings of one word and are considered to be indicative of polysemy. It is also suggested that the semantic connection may be described in terms of such features as, e.g., form and function (cf. horn of an animal and horn as an instrument), or process and result (to run — ‘move with quick steps’ and a run — act of running).
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